沃雅金融 VOYA

Ms. Heather H. Lavallee was appointed as Chief Executive Officer in January 2023 and joining the Board of Directors in July 2022, Ms. Lavallee brings more than 30 years of expertise in financial services to the Company. As CEO, she directs the Company's strategic planning and ensures its operational effectiveness. Over her career with the Company, she has held multiple senior leadership roles. Among these, Ms. Lavallee served as CEO of Voya's Retirement (formerly Wealth Solutions) business, where she was instrumental in advancing customer satisfaction and fostering profitable growth. Additionally, she was president of the Tax-Exempt Markets segment, managing all elements of the business, from product development and distribution to financial oversight, strategic planning, and operational execution. Before these roles, Ms. Lavallee held the position of president of Employee Benefits, supervising every aspect of the group and voluntary insurance business, which included responsibilities for strategy, product design, underwriting, actuarial analysis, distribution, and marketing. CEO, Voya Financial, Inc. (January 2023 to present); President and CEO-elect, Voya Financial, Inc. (July 2022 to January 2023); CEO, Wealth Solutions, Voya Financial, Inc. (2021 to 2023); President, Voya Financial, Inc., Tax Exempt Markets (2016 to 2021) and Employee Benefits (2011 to 2016); Various positions with increasing responsibility in the financial services industry since 1992. Board Memberships- Council for Economic Education, since 2023 and American Council of Life Insurers, since 2025.

Mr Kaduson has served as Chief Executive Officer of Workplace Solutions since January 2025. In this role, he oversees Voya's Retirement, Wealth Management and Employee Benefits businesses and the execution of the Company's workplace strategy. Mr. Kaduson has more than 28 years of leadership experience in the financial services industry. Prior to joining Voya, he was a principal at PwC, where he led the firm's growth business and had oversight of the insurance, retirement, and wealth practices. Earlier in his career, Mr. Kaduson spent 16 years at MetLife in a variety of leadership roles across group benefits, wealth, retirement, retail, asset management, and M&A, gaining broad experience in business transformation and value creation. Mr. Kaduson received a Juris Doctor from the New England School of Law and a bachelor's degree from Muhlenberg College.

Mr. Toms is Chief Executive Officer of Voya Investment Management and leads the strategic direction and operational performance of the asset management business of the Company, which manages approximately $360 billion in assets under management (as of December 31, 2025) across public and private fixed income, equities, multi-asset solutions and alternative strategies for institutions, financial intermediaries and individual investors. Prior to becoming CEO in January 2024, Mr. Toms was the first global chief investment officer (CIO) at Voya Investment Management. In the global CIO role, he led a team of investment professionals with broad oversight of investment strategies and solutions across the firm. Prior to becoming global CIO in 2022, Mr. Toms served as CIO of fixed income. In this role, he led a team of more than 100 investment professionals who oversaw more than $200 billion in private and public fixed-income assets. He joined Voya Investment Management in 2009 as head of public fixed-income investments. Mr. Toms has over 30 years of asset management experience, both domestically and internationally. Prior to joining Voya, he worked at Calamos Investments, where he built their fixed-income business. He also has prior portfolio management experience at Northern Trust and Lincoln National. Mr. Toms earned a Bachelor of Business Administration degree from the University of Michigan and is a CFA Charterholder.

Mr. Katz has served as Executive Vice President and Chief Financial Officer, overseeing the Company's Finance organization since January 2025, prior to which he was the chief financial officer for Voya's Annuities, Individual Life and Employee Benefits businesses. Mr. Katz has over 25 years of financial services experience across a variety of leadership roles within Voya and was instrumental in Voya's preparation of its May 2013 initial public offering and more recently, the sale of its annuities and life businesses. Prior to his appointment as Chief Financial Officer, Mr. Katz served as Executive Vice President of Finance, where he led Financial Planning & Analysis, Treasury, and Investor Relations, and previously as Chief Financial Officer for the Annuities, Individual Life, and Employee Benefits businesses. Earlier in his Voya career, he held leadership roles spanning product development, capital management, actuarial functions, and business strategy. Before joining Voya, he served in a variety of financial reporting and planning roles at Aegon. Mr. Katz is a fellow of the Society of Actuaries and holds a bachelor of science degree in business administration from Pennsylvania State University.

Executive Vice President since March 2021, Chief Information Officer since 2017, and most recently, Chief Technology and Operations Officer, Mr. Keshavan is responsible for the firm's technology systems, data and digital organization, information security and infrastructure and global operations. Mr. Keshavan has more than 30 years of public and private sector experience as a transformation leader, including expertise in financial services, technology and operations. He has extensive experience in complex program management, including acquisitions and divestitures. Prior to joining Voya, Mr. Keshavan held the position of EVP and CIO for Regions Bank based in Birmingham, Alabama, from 2010 to 2017. In this role, he managed core systems, enterprise and corporate systems, and enterprise data services. Previously, Keshavan served as vice president for the pricing and cash management division at Fidelity Investments. Prior to that, he held various positions at SunGard Data Systems (now FIS), eventually being named managing director, International Operations, with a focus on the retirement services industry. Mr. Keshavan serves on the boards of the New York Institute of Technology, Voya India, and as an Independent Director for HDFC Bank, India's biggest private lender. Mr. Keshavan has a bachelor's degree in Computer Science from University of Mysore in India and a master's of business administration from the University of Alabama at Birmingham with a major in Information Systems. On October 2, 2026, Voya Financial, Inc. announced that Santhosh Keshavan, the Company's Chief Technology and Operations Officer and a named executive officer, will be appointed to the role of Chief Risk and Global Operating Officer, effective January 1, 2027.

With nearly four decades of career achievements, Ms. Gillis, who serves as Voya's Non-Executive Chairperson of the Board, provides the Company a wealth of experience in finance, banking, risk management, financial reporting, operations, information technology, human capital management, and regulatory matters. Since 2017, she has been acknowledged as a Board Leadership Fellow by the National Association of Corporate Directors and actively participates in multiple director education organizations. Additionally, Ms. Gillis holds the roles of Life Trustee at the Goodman Theatre and Life Director at the Lyric Opera of Chicago. Her prior board service includes positions with Parson Group LLC, a private firm, and Potlatch Corporation, a publicly traded company. Executive Vice President and Chief Administrative Officer, Exelon Corporation (2005 to 2014); Various C-suite roles including Executive Vice President, Commonwealth Edison Company (2004 to 2005), President, Exelon Business Services Company (2002 to 2004) and Senior Vice President and Chief Financial Officer (2000 to 2002), Exelon Corporation (1997 to 2005); Senior Vice President and Chief Financial Officer, University of Chicago Hospitals and Health System (1996 to 1997); Various senior management positions, First Chicago Corporation (1977 to 1996); Board Memberships- Snap-On Incorporated (a public company), since 2014; KeyCorp (a public company), since 2009.

Ms. Chwick dedicated 30 years to Goldman Sachs Group, Inc., where she advanced through various technology roles, ultimately becoming the co-chief operating officer of the Technology Division, retiring in 2013. Ms. Chwick managed financial and strategic business planning and, as co-lead of an 8,000 person global technology team, was instrumental in guiding the organization's technology direction. Beyond Goldman Sachs, Ms. Chwick was a co-founder and co-CEO of Trewtec, Inc., a firm that assists board members, chief executive officers and chief technology officers by supplying critical information to enhance oversight of technological functions. Ms. Chwick's board service includes terms with Essent Group (a public company) and The Queens College Foundation, both until December 31, 2021, and with ThoughtWorks (a public company) until November 2024. Co-Founder/Co-CEO, Trewtec, Inc. (2014 to 2017) and Various C-Suite and other senior leadership roles at Goldman Sachs (1983 to 2013). Board Memberships- M&T Bank (a public company), since 2022 and MarketAxess Holdings, Inc. (a public company), since 2013.

Ms. DeRose, is currently a Clinical Professor of Finance at the New York University's Leonard N. Stern School of Business, where she is responsible for both leading the Fintech Program and supervising operations at the Fubon Center for Technology, Business, and Innovation. With a career spanning several decades, Ms. DeRose has held multiple executive leadership roles in the fields of asset and wealth management, significantly contributing to the advancement and execution of technology initiatives. Ms. DeRose served on the board of Evolute Group AG until December 2020. Clinical Professor of Finance, New York University Leonard N. Stern School of Business (2016 to present); Managing Director, Credit Suisse (2010 to 2015); Senior Managing Partner, Hagin Investment Management (2006 to 2010); Managing Director at Bessemer Trust (2003 to 2006) and at Deutsche Bank (1991 to 2003); JPMorgan Chase & Co. (formerly Chase Manhattan Bank) (1983 to 1991); Board Memberships- London Stock Exchange Group (a non-U.S. public company), since 2018; Experian (a public company), since 2022; Taxwell, since 2024; Apron, since 2025.

With more than three decades of noteworthy global and specialized experience spanning multiple industries, Mr. Tripodi is a retired leader in business and marketing. Up to his retirement in 2019, he served as Chief Marketing Officer for The Subway Corporation, directing responsibilities such as brand management, advertising, communications, public relations, customer support and social listening, innovation and R&D, food safety and quality assurance, and revenue enhancement. Mr. Tripodi also gained Chief Marketing Officer experience at several globally prominent companies, including The Coca-Cola Company, Allstate Insurance Company, The Bank of New York, and Seagram Spirits & Wine. His governance roles include past board membership at Newman's Own, Inc. and The Ad Council, along with serving as former Chairman of the Association of National Advertisers. Chief Marketing Officer, Subway (2016 to 2018); Executive Vice President and Commercial Officer, The Coca-Cola Company (2007 to 2015); Senior Vice President and Chief Marketing Officer, Allstate (2003 to 2007); Chief Marketing Officer, The Bank of New York (2002); Seagrams Spirit and Wine Group (1999 to 2003); Various senior and leadership marketing roles since 1981. Board Memberships and Other Positions- Zeus Fire and Security Company, since 2025 and Playfly Sports, LLC, since 2021.

Ms. Butler brings over three decades of financial industry experience and has recently concentrated her efforts on integrating technology with wealth management. Ms. Butler is the founder of Hive Wealth, a mobile application for financial planning that emphasizes community engagement and assists users in growing their financial assets. The company was launched in 2017, Ms. Butler later stepped into the role of CEO in February 2022. Prior to this, Ms. Butler held various senior leadership positions at SVB Private, Capital One and other prominent financial institutions. Her accolades include being featured on The Washingtonian's esteemed list of Most Powerful Women in Washington in 2017, recognized as one of Savoy's 100 Most Influential Black Executives in 2020, and honored as one of Savoy's Most Influential Black Board Directors in 2021. CEO of Hive Wealth (February 2022 to present); President of SVB Private Bank & Wealth Management (2018 to 2022); Executive Vice President of Capital One Investing (2013 to 2018); Managing Director, Wells Fargo Advisors, LLC (2007 to 2013); Various senior leadership roles within the financial services industry since 1991; Board Memberships- Synctera, since 2022; Portfolia, since 2024.

Ms. Biggar serves as a Senior Advisor at Boston Consulting Group and is an experienced independent board director, possessing more than 25 years of leadership in operational and marketing positions within the financial services sector. Her most recent executive role was as Visa's Global Chief Marketing Officer. In addition to her time at Visa, Ms. Biggar has held prominent positions at Time Inc. and spent over two decades at American Express, where she was a member of the Global Management Team. Ms. Biggar has a strong track record of guiding strategies and delivering financial results across B2B, B2C, and B2B2C businesses, with a particular emphasis on customer and end user perspectives. As a result of her contributions, Forbes honored her as one of the World's Most Influential CMOs for three consecutive (2019-2021), along with other recognitions. Senior Advisor, Boston Consulting Group (2022 to Present); Executive Vice President and Global Chief Marketing Officer, Visa, Inc. (2016 to 2022); Executive Vice President of Consumer Marketing & Revenue, Time Inc. (2013 to 2016); Variety of senior management positions at American Express, including leading acquisition, rewards and benefits, loyalty, and the consumer travel business (1992 to 2013); Board Memberships- Anheuser-Busch InBev (a public company), since 2023; Hiscox Group (a non-U.S. public company), since 2025; Finastra, since 2022; Leading Hotels of the World, Ltd., since 2022.

Mr. Bowman has had a distinguished career in the financial services sector, culminating in his tenure as Chief Financial Officer of The Northern Trust Corporation, a position he held until his retirement in February 2020. In this capacity, he was responsible for overseeing the company's Global Finance operations, which included the Controller's group, Financial Planning and Analysis, Tax, Investor Relations, Treasury, Capital Adequacy, Business Unit Finance, Corporate Real Estate, Procurement, Fee Billing and Finance Technology functions. Beyond his executive roles, Mr. Bowman is actively involved in educational and community organizations. He currently serves as a National Trustee for Miami University, where he also chairs the Investment Subcommittee. Mr. Bowman has also previously served as the Chairman of both the Lincoln Park Zoo and Glenwood Academy. Chief Financial Officer, The Northern Trust Corporation (2014 to 2020). Executive Vice President and Chief Human Resources Officer, The Northern Trust Corporation (2012 to 2014). Various senior management positions at The Northern Trust Corporation (1985 to 2012). Board Memberships- First Interstate Bank (a public company), since 2021; FNZ Trust Company, since 2021 and Commonwealth Edison Company, since 2024.

Mr. Leary's distinguished career encompasses more than 30 years within the fields of asset management, employee benefits, retirement planning, insurance, and annuities, marked by his service across prominent financial services firms. As CEO of The Olayan Group and Nuveen, he guided Nuveen through its merger and integration with TIAA. His expertise is further demonstrated by his executive roles at AIG Financial Products, ING Investment Management Americas, and ING Insurance U.S. Before entering the financial sector, he launched his career practicing law at White & Case, then advanced to J.P. Morgan Chase & Co., where he pioneered applications in fixed-income derivatives. Beyond his corporate achievements, Mr. Leary has been a board member for the American Council of Life Insurers and has actively participated in numerous charitable organizations supporting education, environmental stewardship, and humanitarian relief. CEO, The Olayan Group (2019 to 2020); CEO, Nuveen (2013 to 2017); Various executive roles including President & Chief Operating Officer and CEO, ING U.S. (now Voya Financial, Inc.) (2007 to 2012); Various senior management positions in the financial services industry since 1990. Board Memberships and Other Positions- Intact Financial Corporation (a public company), since 2015; Citizens Financial Group, Inc. (a public Company / Citizens Bank, N.A.), since 2020; Wilton Re U.S. Holdings, Inc.; Arrow Global Group, since 2024.

Mr. Lewis possesses a distinguished track record as an executive, with substantial leadership expertise to both the quick service restaurant and retail sectors. Throughout his career, he has occupied critical positions within prominent organizations, playing a key role in their expansion and operational accomplishments. His professional journey is defined by notable milestones and strategic direction. Before retiring in November 2017, Mr. Lewis was Chairman, Chief Executive Officer, and President of Potbelly Corporation. Earlier, he held several high-level executive roles at Sears Holdings Corporation and, following Sears' acquisition of Kmart Holding Corporation in March 2005, served as Chief Executive Officer of Kmart and Sears Retail. Additionally, he was the Chief Multi-Branding and Operating Officer at YUM! Brands, Inc., a company known for franchising and licensing quick service restaurants such as KFC, Long John Silvers, Pizza Hut, Taco Bell, and A&W. Mr. Lewis has also been a board member for several public companies, including Red Robin Gourmet Burgers, Inc., The Walt Disney Company, and Starwood Hotels. Chairman, CEO and President, Potbelly Corporation (2008 to 2017); President and CEO, Sears Holdings Corporation (2005 to 2008); President and CEO, Kmart Holding Corporation (2004 to 2005); Various senior leadership roles with YUM! Brands, Inc., including Chief Multi-Branding and Operating Officer (2003 to 2004), Chief Operating Officer (2000 to 2003), and Chief Operating Officer, Pizza Hut (1996 to 1997). Board Memberships and Other Positions- Marriott International (a public company), since 2016 and Chefs' Warehouse Inc (a public company), since 2021.

With more than four decades of experience in the financial services sector, Mr. Mullaney has overseen business operations and advised clients in the fields of life insurance, annuities, asset management, pension plans, and banking. In his most recent role, he was a managing director within Deloitte Consulting's Financial Services division, where he counseled several of the firm's largest clients on strategic planning, increasing revenues, and improving operational efficiency. Additionally, he headed Deloitte's Group Insurance practice. Before this, Mr. Mullaney was the president of the U.S. Business segment at MetLife, Inc., catering to more than 90 million customers with various financial products. His board service includes positions with the Insurance Information Institute, the Insurance Institute for Highway Safety, and the Property and Casualty Insurers of America. He also served as a director for MetLife Bank. Managing Director, Deloitte, LLP (2012 to 2022); President, U.S. Business, MetLife, Inc. (2009 to 2012); Various senior leadership positions, MetLife, Inc. (1985 to 2009). Board Memberships and Other Positions- Automobile Association of America Northeast Club, since 2024.

Mr. Ersek has four decades of executive experience in the global financial services industry, having played crucial roles in prominent organizations, driving international growth and business diversification. Mr. Ersek began his financial services career in Europe when he joined Europay/MasterCard in Austria in 1986. After 10 years, he joined General Electric (GE) Capital, taking on the role of Business Development Manager, and also served as GE Corporation's National Executive for Austria and Slovenia. Leveraging his extensive international expertise, Mr. Ersek joined Western Union (a public company) in 1999 and was responsible for international expansion of Western Union in Europe, Africa, and Asia, culminating in his appointment as CEO and a director of the company in 2010. Through his related investment fund, Ersek Enterprises LLC, he also advises and invest in privately held companies. Additionally, since 2015 he has been serving as the Austrian Honorary Consul in the U.S., responsible for Colorado, Wyoming, and New Mexico. CEO and Director, Western Union (2010 to 2021); Senior Executive, Western Union (1999 to 2010); National Executive and Business Development Manager, GE (1995 to 1999); Business Development Manager, Mastercard (1985 to 1995); Board Memberships- Special Advisor to waterdrop, since 2023; Wolters Kluwer N.V. (a non-U.S. public company), since 2025.

Mr. Trevor Ogle, Serving as Executive Vice President and Chief Legal Officer since May 2025, Mr. Ogle oversees all aspects of Voya's Law and Compliance functions, and advises the CEO, other members of the executive committee, and the board on legal, regulatory, securities and corporate law matters. In his current role Mr. Ogle also oversees Voya's corporate development and enterprise strategy functions, reflecting Mr. Ogle's leadership role in negotiating and executing Voya's transformational divestitures and acquisitions over the past decade, and his contributions to the design of the Company's strategy. Prior to becoming Voya's Chief Legal Officer, Mr. Ogle was Voya's Executive Vice President and Chief Strategy, M&A and Corporate Transactions Officer since September 2022. Mr. Ogle, who joined Voya in 2013, had earlier roles as the Company's Head of Corporate Development, and as its deputy general counsel with responsibility for M&A, securities, financing, and corporate law. Prior to joining Voya, Mr. Ogle was an attorney in the General Practice Group of Sullivan & Cromwell LLP, where he focused on public and private corporate transactions, securities law, corporate finance, and general corporate law matters. Mr. Ogle earned his Juris Doctor from the University of Toronto and his bachelor's degree in life sciences from Queen's University in Kingston, Ontario, Canada.

Ms. Tressy is Executive Vice President and Chief Auditor, a position she has held since October 2024, overseeing the Internal Audit and Financial Control Risk teams, providing independent, objective assurance and advisory services designed to add value, improve operations and support the Audit Committee in fulfilling its oversight role. She joined Voya in 2016, and has held positions of increasing responsibility across business, risk management and audit functions. Before joining Voya, she spent over 15 years at the Cigna Group in audit and business roles. Ms. Tressy began her career at Ernst & Young. Ms. Tressy serves on the board of directors for Wheeler Health as the chair, also serving on the Executive and Quality Committees and as chair of the Audit Committee. She also serves on the boards of Grace Academy and the Connecticut Society of CPAs and is an executive sponsor of Voya's Volunteerism Council. Ms. Tressy earned her Master of Business Administration in accounting at the University of Connecticut, and her bachelor's degree in political science from Holy Cross College. She holds CPA, CIA, CRMA and NACD.DC designations.

Mr. Thompson was appointed as Executive Vice President, Chief Human Resources Officer in August 2023 and is responsible for Human Resources, Corporate Responsibility and the Voya Foundation. He directs a strategy aimed at building the organization's human capital by attracting, retaining and developing world-class employees and incentivizing them to deliver superior performance. Mr. Thompson joined Voya predecessor company ING in 2000 and has held positions of increasing responsibility in the United States, the United Kingdom and the Netherlands. Previously, he was senior vice president, HR - Workplace, Corporate Functions and Talent & Leadership Development, during which time he was key to the creation and adoption of Voya's purpose and vision. Mr. Thompson has provided HR support for each of Voya's businesses and corporate functions. He has also led work and teams across various Voya HR functions ranging from talent and leadership development to performance and rewards management. Prior to joining ING, he was an executive compensation consultant for Towers Perrin, which is now Willis Towers Watson and branded as WTW. Mr. Thompson earned a bachelor's degree in business administration/finance, with a minor in economics, from University of North Carolina at Chapel Hill.

Mr. Jacques M. Longerstaey, Executive Vice President and Chief Risk Officer since April 2025, Mr. Longerstaey is responsible for overseeing Voya's enterprise-wide and business-level risk monitoring and management programs. Mr. Longerstaey works with the Board and senior management to establish and manage an enterprise risk appetite framework consistent with Voya's strategic goals. Prior to joining Voya, Mr. Longerstaey spent over 30 years in risk management. Most recently, he served as CRO for Nuveen and head of Financial Risk for the TIAA parent, where he had oversight of all aspects of risk management from market, investment and credit to operational, reputational and compliance risks. Prior to that, he was chief investment risk and model risk officer at Wells Fargo Bank, Wealth and Investment Management division. Mr. Longerstaey has held senior positions at State Street Global Advisors SSGA and Putnam Investments, among others. Mr. Longerstaey has also served as Honorary Consul of Belgium for New England and is a member of the Board of Trustees of the Global Association of Risk Professionals. He serves on the boards of the Eldredge Public Library and the Atwood House Museum in Chatham, MA. Mr. Longerstaey holds a degree in Economics from the University of Louvain in Belgium.

The company announced that it has appointed Tony D. Oh as the Registrant's Principal Accounting Officer, effective September 19, 2022.