雷蒙德詹姆斯金融 RJF

On December 3, 2024, the Company announced that Paul C. Reilly, Chair of the Board of Directors and Chief Executive Officer, would step down as CEO, effective as of February 20, 2025 and transition to an Executive Chairman of the board. Paul Reilly, Raymond James Financial, Inc.-Executive Chair (2025 - present); Chair (2017 - 2025); Chief Executive Officer (2010 - 2025); President (2009 - 2010); Non-executive Director (2006 - 2009); Chair, Audit Committee (2008 - 2009). Korn Ferry International, a global organizational consulting firm- Executive Chairman (2007 - 2009); Chairman and Chief Executive Officer (2001 - 2007). Chief Executive Officer, KPMG International, a global network of professional firms providing audit, tax and advisory services (1998 - 2001). National Managing Partner, Financial Services, KPMG LLP (1995 - 1998). Other Professional Experience and Community Involvement- Member, Board at Large, Securities Industry and Financial Markets Association (SIFMA). Member, Board of Directors, American Securities Association. Member, Board of Directors, National Leadership Roundtable. Former Member, The Florida Council of 100. Former Member, Financial Services Roundtable. Former Cabinet Member and former Chair, Tampa Heart Walk and Heart Ball for the American Heart Association. Trustee, House of Prayer Foundation. Other Public Directorships- Current: Willis Towers Watson PLC (Chair).

On December 3, 2024, the Board unanimously appointed President and director Paul M. Shoukry to serve as CEO of the Company, effective February 20, 2025. Raymond James Financial, Inc.- Chief Executive Officer (2025 - present); President (2024 - 2025); Chief Financial Officer (2020 - 2024); Treasurer (2018 - 2022); Senior Vice President, Finance and Investor Relations (2017 - 2019); Vice President (2012 - 2017); Assistant to the Chairman (2010 - 2012). Strategy consultant, Baldwin Bell Green (2007 - 2010). Commercial banker, BB&T (2005 - 2007). Other Professional Experience and Community Involvement- Director, ReliaQuest, LLC, a leading cybersecurity firm (2023 - present); Certified Public Accountant (2014 - 2024) and Chair, American Heart Association - Tampa Bay Heart Ball (2024).

Effective October 1, 2024, Global Equities & Investment Banking President Jim Bunn will become president of the Capital Markets segment. James E. Bunn is a President, Global Equities and Investment Banking of Raymond James & Associates, Inc.. Experience: President - Global Equities and Investment Banking - Raymond James & Associates, Inc. since December 2018 and Head of Investment Banking - Raymond James & Associates, Inc. since January 2014; Co-President - Global Equities and Investment Banking - Raymond James & Associates, Inc., October 2017 - December 2018

Mr. Tashtego S. Elwyn, President - Private Client Group since October 2024; Chief Executive Officer and President - Raymond James & Associates, Inc. since June 2018.

Mr. Scott A. Curtis, President, Private Client Group, has been appointed as Chief Operating Officer, effective October 1, 2024. Scott Curtis, President - Private Client Group. Exeperience: President - Private Client Group since June 2018; President - Raymond James Financial Services, Inc. since January 2012.

Mr. Jonathan W. Oorlog, Jr,. Chief Financial Officer since October 2024; Chief Accounting Officer, January 2023 - September 2024; Senior Vice President - Controller, October 2020 - January 2023; Senior Vice President - Financial Reporting, January 2020 - September 2020; Vice President - Financial Reporting, November 2014 - December 2019

Ms. Mistarz, BMO Financial Group, a leading North American bank-Executive Vice President and U.S. Chief Risk Officer (2014 - 2021); Executive Vice President, U.S. AML Remediation (2013 - 2014); Executive Vice President, U.S. Governance & Program Oversight (2012 - 2013); Executive Vice President and Director, Integration Management Office (2011 - 2012); Executive Vice President, Product, Strategy and Platform, Private Banking (2004 - 2010); Deputy Head, Office of Strategic Management and Head, U.S. Corporate Development (1999 - 2004) and various positions of increasing responsibility (1990 - 2004). Assistant Vice President, Corporate Banking, Commonwealth Bank of Australia (1988 - 1990). Other Professional Experience and Community Involvement- Director of Raymond James Bank (2024 - present). Director of Tristate Capital Bank (2024 - present). Director, Pepper Construction Group, LLC, a commercial construction services company (2021 - present). Director, Safer Foundation, a non-profit foundation dedicated to supporting people with criminal records and those coming out of prison (2011 - present).

Jeffrey N. Edwards, New Vernon Advisers, LP, a registered investment advisor- Vice Chairman (2024 - present); Chief Operating Officer (2009 - 2024). Merrill Lynch & Co., Inc., a global financial services company- Vice Chairman (2007 - 2009); Chief Financial Officer (2005 - 2007); Head of Investment Banking for the Americas (2004 - 2005); Head of Global Capital Markets and Financing (2003 - 2005); Co-head of Global Equities (2001 - 2003). Other Professional Experience and Community Involvement- Director, The NASDAQ Stock Market (2004 - 2006) and Director, Medusind, Inc., a medical billing company (2012 - 2019). Other Public Directorships- Current: American Water Works Company, Inc., AAR Corp.

Ms. Marlene Debel, MetLife, Inc., a leading global provider of insurance, annuities, employee benefits and asset management services-Executive Vice President, Chief Risk Officer and Head of MetLife Insurance Investments (2023 - present); Executive Vice President and Chief Risk Officer (2019 - 2023); Executive Vice President and Head of Retirement & Income Solutions (2018 - 2019); Executive Vice President and Chief Financial Officer, U.S. Business (2016 - 2018); Executive Vice President and Treasurer (2011 - 2016). Global Head of Liquidity Risk Management and Rating Agency Relations, Bank of America (2009 - 2011). Assistant Treasurer, Merrill Lynch & Co., Inc. (2007 - 2008). Other Professional Experience and Community Involvement- Foundation Board Member, LaGuardia Community College and Former Board Member, Women's Forum of New York.

Roderick C. McGeary, Chairman, Tegile Systems, Inc., a manufacturer of flash storage arrays (2010 - 2012). BearingPoint, Inc., a multinational management and technology consulting firm-Chairman (2004 - 2009); Interim Chief Executive Officer (2004 - 2005); Co-President and Co-Chief Executive Officer (1999 - 2000). Chief Executive Officer, Brience, Inc., a provider of software that enables companies to personalize customer experiences through broadband or wireless devices (2000 - 2002). Managing Director, KPMG Consulting LLC, a management consulting firm (April - June 2000). KPMG LLP, the U.S. member of a global network of professional firms providing audit, tax and advisory services-Co-Vice Chairman of Consulting (1997 - 1999); Audit Partner for various technology clients (1980 - 1988). Other Professional Experience and Community Involvement- Certified Public Accountant. Other Public Directorships- Former (past 5 years): PACCAR Inc.- Cisco Systems, Inc.

Anne Gates, President, MGA Entertainment, Inc., a developer, manufacturer and marketer of toy and entertainment products for children (2014 - 2017). The Walt Disney Company, a diversified multinational mass media and entertainment conglomerate (1991 - 2012)- Executive Vice President, Chief Financial Officer- Disney Consumer Products (2000 - 2007, 2009 - 2012); Managing Director-Disney Consumer Products Europe and Emerging Markets (2007 - 2009); Senior Vice President of Operations, Planning and Analysis (1998 - 2000). Other Professional Experience and Community Involvement- Board of Trustees, University of California, Berkeley Foundation (2016 - present). Board of Directors, Salzburg Global Seminar (2018 - present). Board of Directors, PBS (2025 - present). Board of Trustees, PBS SoCal (2014 - present). Board of Trustees, Packard Foundation (2020 - present). Board of Visitors, Columbia University Engineering School (2021 - present). Board of Trustees, Save the Children (2023 - present). Other Public Directorships- Current: The Kroger Company; Tapestry, Inc. (Chair).

Benjamin C. Esty, Harvard University Graduate School of Business Administration- Professor of Business Administration teaching corporate finance, corporate strategy and leadership (1993 - present); Roy and Elizabeth Simmons Professor of Business Administration (tenured, 2005 -present); Head of the Finance Department (2009 - 2014); Founding faculty Chairman, General Management Program (GMP), a comprehensive leadership program for senior executives. Other Professional Experience and Community Involvement- Director and Chair of Audit and Risk Committee, Harvard Business Publishing Group, a not-for-profit education company (2018 - 2023). Eaton Vance family of mutual funds- Independent Trustee (2005 - 2013) and Chairman, Portfolio Management Committee (2008 - 2013). Finance and Investment Committee, Deaconess Abundant Life Communities, a not-for-profit continuing care retirement community (2017 - present). Director, The GEM Group (2020 - present), a private seller of promotional products.

Art A. Garcia, Ryder System, Inc., a commercial fleet and supply chain management solutions company- Executive Vice President and Chief Financial Officer (2010 - 2019); Senior Vice President, Controller and Chief Accounting Officer (2002 - 2010); Group Director of Accounting Services (2000 - 2002). Coopers & Lybrand LLP (1984 - 1997)- Senior Manager of Business Assurance. Other Professional Experience and Community Involvement- Certified Public Accountant - Inactive. Other Public Directorships- Current: ABM Industries Incorporated; American Electric Power Company, Inc.; Elanco Animal Health Incorporated.

Raj Seshadri, Mastercard Incorporated, a global payments and technology company- Chief Commercial Payments Officer (2024 - present); President, Data and Services (2020 - 2024); President, U.S. Issuers (2016 - 2020). BlackRock, Inc., a global asset manager- Managing Director, Head of iShares Wealth Advisory (2014 - 2015); Managing Director, Global Chief Marketing Officer for iShares (2012 - 2013). Citigroup, Inc., a global financial institution- Managing Director, Head of CitiBusiness for Citibank (2010 - 2012); Managing Director, Global Head of Strategy (2008 - 2009). Other Professional Experience and Community Involvement- Trustee, Mount Holyoke College (2017 - present); Member, Global Board, American India Foundation (2019 - present) and Member, Board, New York Philharmonic (2024 - present).

Raymond W. McDaniel, Jr., Moody's Corporation, a global integrated risk assessment firm- Non-executive Chairman (2021 - 2023); Director (2003 - 2023); President and Chief Executive Officer (2012 - 2020); Chairman and Chief Executive Officer (2005 - 2012); Chief Operating Officer (2004 - 2005); Chief Executive Officer, Moody's Investors Service (2007 - 2020). Other Professional Experience and Community Involvement- Member, Board of Trustees of Muhlenberg College (2015 - present); Member, Board of Directors of the Council for Economic Education (2003 - 2005) and Member, State Bar of New York, 1984. Other Public Directorships- Current: John Wiley & Sons, Inc. and Former (past 5 years): Moody's Corporation.

On May 21, 2025, the Board of Directors of Raymond James Financial, Inc. appointed Mark W. Begor as a director, effective immediately. Equifax Inc., a global data, analytics and technology company- Chief Executive Officer (2018 - present); Member, Board of Directors (2018 - present). Fair Isaac Corporation (FICO)- Member, Board of Directors (2016 - 2018). Warburg Pincus LLC, a leading global private equity investment firm- Managing Director, Industrial and Business Services (2016 - 2018). General Electric Company, a global industrial and financial services company- President and CEO, GE Energy Management (2014 - 2016); President and CEO, GE Capital Real Estate (2011 - 2014); President and CEO, GE Capital Restructuring (2008 - 2013); President and CEO, GE Capital Retail Finance (Synchrony Financial) (2002 - 2011); Chief Financial Officer and Business Development Leader, NBC Universal Media (1998 - 2002) and various positions of increasing responsibility from 1980. Other Professional Experience and Community Involvement- Trustee, U.S. Ski and Snowboard Foundation (2020 - present) and Chair (2025 - present) and member, Board of Trustees, Dartmouth Health, an academic health system comprised of community hospitals, clinics and healthcare services (2020 - present). Other Public Directorships- Current: Equifax Inc. and Former (past 5 years): NCR Corporation, NCR Atleos Corporation.

On August 27, 2026, the Board of Directors of Raymond James Financial, Inc. appointed William W. Weatherford as a director, effective December 15, 2026. Mr. Weatherford serves as the managing partner of Weatherford Capital, a family-owned private investment firm, since its founding in 2015. Prior to the founding of Weatherford Capital, Mr. Weatherford served in the Florida Legislature from 2006 until 2014, including as the 84th Speaker of the Florida House of Representatives from 2012. He currently serves as a director of Dream Finders Homes, Inc. (NYSE: DFH), as Chairman of the University of South Florida's Board of Trustees, as well as on the boards of Kitson & Partners, PayIt, Utility, Inc. and American Enterprise Institute. Mr. Weatherford was a director of Sunshine Bancorp, Inc. (NASDAQ: SBCP) from 2015 until its merger with CenterState Bank Corporation in 2018. Mr. Weatherford holds a bachelor's degree in international business from Davis College of Business, Jacksonville University.

Tarek Helal is chief strategy officer for Raymond James Financial leading strategy and capital allocation for the firm, including corporate business development, client cash solutions, cross-border strategy and oversight, and new product/new business activities. He is also chairman of the firm's Business Standards and Reputational Risk committees and a member of the Executive Leadership Team. Prior to his current role, Tarek led Raymond James' renewable energy investment and tax credit syndication activities, investing in nearly 300 MW of utility scale solar projects. Previously, he was Chief Risk Officer for the Private Client Group (PCG) and Capital Markets divisions of Raymond James, including all product areas supporting PCG. Tarek rejoined Raymond James in February 2017 and has been a member of the firm's Operating Committee and the Board of Directors of both Raymond James & Associates and Raymond James Financial Services. Prior to rejoining Raymond James, Tarek was the founder of Horus Asset Management, where he ran an equity long/short hedge fund. Prior to founding Horus, Tarek was the vice president of Product Development and Research within the Private Client Investment Products group at Raymond James. In this capacity, he co-led several departments including Mutual Fund Research & Marketing, the Alternative Investment Group, and Options Trading and Strategy. Tarek originally joined Raymond James in 2007 as an assistant to the chairman. Tarek earned a B.S. in Business Administration summa cum laude from the University of Florida and an MBA with distinction from the J.L. Kellogg School of Management at Northwestern University. Additionally, Tarek is a CFA charter holder and previously served on the Board of Directors for BayFirst Financial, Inc.

Mr. David Krauss, Chief Risk Officer since September 2024; Managing Director, Global Head of Market Risk and Investment Banking Chief Risk Officer - Credit Suisse, July 2023 - September 2024; Managing Director, Global Head of Market Risk and U.S. Chief Risk Officer - Credit Suisse, July 2020 - July 2023; Managing Director, Head of Market & Enterprise Risk - Investment Banking & U.S. / Head of Risk Raleigh - Credit Suisse, June 2018 - July 2020.

Steven M. Raney, Chairman, President and Chief Executive Officer of Raymond James Bank, N.A.. Experience: Chair - Raymond James Bank since November 2020; President and CEO - Raymond James Bank since January 2006; Director - TriState Capital Bank since June 2022.

Vin Campagnoli is the executive vice president of Technology and Operations for Raymond James and is responsible for managing all aspects of technology and operations across Raymond James' businesses. Prior to his current role, Vin served as the firm's chief information officer (CIO). He joined Raymond James in 2011 as senior vice president and head of PCG Technology Strategy and Development and was named CIO at Raymond James Financial in 2013. Prior to joining Raymond James, Vin held senior technology positions at UBS Wealth Management Americas, Morgan Stanley and Prudential/Wachovia Securities. Vin was recognized as CIO of the Year in the public firm category at Tampa Bay Business Journal's 2017 CIO of the Year. The firm has won technology innovation awards the last ten years, recognizing the commitment to technology-based solutions. Originally from Yonkers, New York, Vin received his degree in computer information systems from Iona College in New Rochelle, New York, and an MBA from Pace University in New York City. Currently he serves as a member of the Raymond James Financial Services Board of Directors, Raymond James Ltd. Board of Directors, and is a member of the firm's Executive Leadership Team. Additionally, he serves as a member of the Board of Trustees for the Academy Prep Center of St. Petersburg and as a board member of Archbishop Stepinac.

T.J. Haynes-Morgan is the chief audit executive for Raymond James Financial, Inc. In this role since January 2020, T.J. is responsible for the Internal Audit department and the independent assessment of governance, risk management and various controls across the firm. With over 20 years of experience in global financial services covering banking, consumer finance, internal audit, and compliance risk management, T.J. joined Raymond James in 2018 as the senior vice president of Compliance Assurance. T.J. was responsible for designing and overseeing various aspects of the compliance risk management framework including compliance risk assessment, testing, monitoring, quality assurance, and branch examination. Prior to June 2018, T.J. was the head of Compliance Risk Assessment & Analytics for Citigroup where she was responsible for managing the enterprise-wide compliance risk assessment processes, encompassing core compliance, AML, OFAC/Sanctions, and Anti-Bribery and Corruption risks. Previously, T.J. held various audit leadership roles across Citi's Consumer and Institutional Clients businesses including Chief Auditor of AML and EMEA Consumer Audit Director, located in London with audit responsibilities for consumer businesses across 19 countries. She graduated from the University of Texas in Arlington with a Bachelor of Science in Accounting and is a member of the Board of Directors for Tanenbaum Center for Interreligious Understanding based in New York. She also serves as the council chairperson for the Risk Management Association (RMA) Internal Audit Council.

On August 30, 2024, the Company appointed Ms. Katherine H. Larson as the Company's Chief Accounting Officer, effective October 1, 2024. Ms. Larson joined the Company in 2016 in the Financial Reporting group, where she served in a variety of roles of increasing responsibility, including oversight of financial reporting for the Company's private client group and capital markets business units, as well as the Company's SEC reporting and Accounting Policy functions. She became Controller in 2023. She is a member of the Company's Operating Committee, Disclosure Committee, Accounting Policy Committee, Proprietary Capital Committee and Raymond James & Associates Asset-Liability Committee. Prior to joining the Company, Ms. Larson was a Vice President in the Finance division at Goldman Sachs. She started her career at Ernst & Young. Ms. Larson graduated with bachelor's and master's degrees in accounting from the University of Alabama. She is a Certified Public Accountant.

Mr. Jonathan Santelli, Executive Vice President, General Counsel and Secretary since May 2016.

Ms. Bella Loykhter Allaire, Chief Administrative Officer since October 2024; Executive Vice President - Technology and Operations - Raymond James & Associates, Inc., June 2011 - September 2024

Mr. Christopher S. Aisenbrey, Chief Human Resources Officer. Experience: Chief Human Resources Officer since October 2019; Senior Vice President, Organization and Talent Development - Raymond James & Associates, Inc., January 2019 - October 2019; Vice President, Organization and Talent Development - Raymond James & Associates, Inc., November 2014 - December 2018.