Ameriprise 金融 AMP

Mr. James M. Cracchiolo, Chairman and Chief Executive Officer of Ameriprise Financial since 2005, when the company, American Express Financial Advisors, completed its spin-off from the American Express Company Group president, American Express Global Financial Services (2000-2005) and held the following additional roles: CEO, president and chairman of American Express Financial Corporation; and chairman of American Express Bank Ltd., President and CEO of Travel Related Services International (1998-2000), President of Global Network Services (1997-1998), Senior vice president of Travel Related Services Quality, Global Reengineering (1993-1997), Executive vice president and chief financial officer of Shearson Lehman Brothers (then a unit of American Express) (1990-1993). Relevant Skills and Qualifications: Global businesses with large scale operations, Financial services industry experience, Public company executive leadership, Long-term strategic planning, Executional and risk management expertise, Large scale acquisitions. Other Experience: Member, Business Roundtable, Former advisory board member, March of Dimes, Former director, American Council of Life Insurers, Former director, Financial Services Roundtable. Education: Master of Business Administration, New York University, Bachelor of Arts, Accounting and Economics, New York University, Financial Industry Regulatory Authority certifications (inactive), Certified Public Accountant designation in New York State (inactive).

Mr. Berman has been our Executive Vice President and Chief Financial Officer since September 2005. Prior to that, Mr. Berman served as Executive Vice President and Chief Financial Officer of AEFC, a position he held since January 2003. From April 2001 to January 2004, Mr. Berman served as Corporate Treasurer of American Express.

Mr. Truscott has been our CEO - Global Asset Management since September 2012. Prior to that time, Mr. Truscott had served as CEO - U.S. Asset Management and President, Annuities since May 2010, as President - U.S. Asset Management, Annuities and Chief Investment Officer since February 2008 and as President - U.S. Asset Management and Chief Investment Officer since September 2005. Prior to that, Mr. Truscott served as Senior Vice President and Chief Investment Officer of AEFC, a position he held since he joined the company in September 2001.

Mr. Sharpe, Career Highlights: Served as a senior advisor (2009-2010) and served in a variety of senior positions, including president of commercial foods (2005-2008) and chief administrative officer (2008-2009) of ConAgra Foods, Inc., Partner at the Brunswick Group LLC, an international financial public relations firm (2002-2005), Senior vice president - public affairs, secretary and general counsel for PepsiCo, Inc. (1998-2002), Previously senior vice president and general counsel for RJR Nabisco, Inc., Relevant Skills and Qualifications: Former general counsel of Fortune 500 company, Financial, legal, regulatory and operational issues facing public companies, Executive compensation programs, Communications with our institutional shareholders, Risk management, financial reporting and disclosure, Corporate governance. Other Experience: Former director, Swedish Match AB (2011-2015). Education: Juris Doctor, Wake Forest University, Bachelor of Science, Purdue University, Bachelor of Arts, DePauw University. Other Current Company Directorships: New Frontier Foods, Inc., a private corporation.

Mr. Williams, Career Highlights: Chairman of Siebert Williams Shank & Co., LLC, an investment banking and financial services company (2019-present), Previously served as chairman and chief executive officer of The Williams Capital Group, L.P. and Williams Capital Management, LLC, an investment banking and financial services firm, from the company's formation in 1994 until it merged with Siebert Cisneros Shank to form Siebert Williams Shank & Co. in November 2019, Previously managed the derivatives and structured finance division of Jefferies & Company, Held several roles at Lehman Brothers, including managing groups in the corporate debt capital markets and derivatives structuring and trading. Relevant Skills and Qualifications: Extensive experience in investment banking and finance, Perspective as board chair and chief executive officer, Public and private company governance, Business planning, finance, and long-term strategy. Other Experience: Former director, Caesar's Entertainment Corporation (2008-2019), Former director, Wal-Mart Stores, Inc. (2004-2014), Former chair, Tuck School of Business, Dartmouth College, Board member, Lincoln Center for the Performing Arts. Education: Master of Business Administration, Tuck School of Business, Dartmouth College , Bachelor of Architecture, Howard University. Other Current Company Directorships: The Clorox Company (2015-present), Cox Enterprises, a private company, Union Pacific Corporation (2019-present)

Ms. Blixt, Career Highlights: Executive vice president and chief financial officer of Reynolds American Inc. (2004-2007), Executive vice president and chief financial officer of R.J. Reynolds Tobacco Holdings, Inc. (2003-2004), Served in various roles of increasing responsibility with Reynolds American Inc. and its subsidiaries beginning in 1988. Relevant Skills and Qualifications: Public company financial operations and controls, Merger and acquisition activity, Expense management, Regulatory relations, Communications to investors. Other Experience: Board member for Winston-Salem Police Foundation, Trustee, Reynolda House Museum of American Art, Former director, Lorillard, Inc. (2011-2015), Former director and former Chair, National Sports Media Association, Former director, LandAmerica Financial Group, Inc., Former director, Metavante Technologies, Inc., Former director, Southern Community Bank and Trust. Education: Master of Business Administration and Bachelor of Science, University of North Carolina at Greensboro. Other Current Company Directorships: Scandinavian Tobacco Group (2016-present) Triad Business Bank (2020-present)

Ms. DiGeso, Career Highlights: Served as executive vice president, senior advisor (2013-2014), executive vice president, global human resources (2005-2013) and executive director of human resources at The Estee Lauder Companies, Inc., Previously Managing Partner, Human Capital, responsible for global human resources at PricewaterhouseCoopers, Former president, Popular Club, Inc. a direct marketing and sales subsidiary of Macy's Inc., Former chief executive officer, Mary Kay Inc. Relevant Skills and Qualifications: Extensive experience leading large scale direct selling businesses, Strategic and operational planning in the consumer products and financial services industries, Developed, implemented and led:, complex human capital strategies for multinational companies, succession planning, talent recruitment and development, executive compensation programs, executive leadership experience. Other Experience: Previously held positions at Bankers Trust Company, the American Express Company and Olivetti Corporation of America. Education: Master of Business Administration, Global Management, Fordham University, Bachelor of Science, Pennsylvania State University, Pennsylvania State University Alumni Fellow, highest recognition by the university.

Brian T. Shea, Career Highlights: Served as vice chairman and chief executive officer of investment services for BNY Mellon (2013-2017), Held executive roles at Pershing, LLC, a BNY Mellon company, including chairman, CEO, and president and COO (1983-2014), Relevant Skills and Qualifications: More than 30 years financial services industry experience, Mergers and acquisitions, Executive leadership of technology and cybersecurity, Global operations, Banking, brokerage and investment industries, Control functions and corporate governance. Other Experience: Former director Fidelity National Information Services, Inc. (2018-2024), Former director, WisdomTree Investments, Inc. (2018-2019), Former board member of the Depository Trust and Clearing Corporation, the Insured Retirement Institute and the Financial Industry Regulatory Authority (FINRA), Trustee emeritus, St. John's University in New York, Board member, Catholic Charities of New York and Tomorrow's Hope Foundation, Education: Master of Business Administration, Finance, Pace University, Bachelor of Science, Business Management, St. John's University. Other Current Company Directorships: The RBB Fund, Inc. and The RBB Fund Trust (fund complexes of 101 and 30 open-end investment co. portfolios, respectively) (2018-present), Barclays PLC (2024-present).

Glynis A. Bryan, Career Highlights: Former chief financial officer of Insight Enterprises, Inc. (2007-2024), Executive vice president and chief financial officer of Swift Transportation, Co. (2005-2007), Chief financial officer at APL Logistics (2001-2005), Former senior vice president and chief financial officer of Ryder Transportation Services, the largest business unit of Ryder System Inc. Relevant Skills and Qualifications: Chief financial officer for large multinational companies, Public company financial operations and controls, Public company board experience, Business and strategic planning, Risk management and digital transformation expertise, Mergers and acquisitions. Other Experience: Former director, Pentair plc (2013-2023), Board Member, Boys and Girls Clubs of the Valley (2007-2024), served on audit and executive committees and as board chair (2020-2022). Education: Master of Business Administration, Florida International University, Bachelor of Arts, Psychology, York University. Other Current Company Directorships: Pinnacle West Capital Corporation (2020-present), Wesco International, Inc. (2023-present), Benchmark Electronics, Inc. (2025-present).

Mr. Walter, Serves as a senior advisor to Energy Impact Partners, a firm that invests in the energy transition (2023-present); Previously served as global chief executive officer and member of global board of directors of Urban Land Institute (2018-2022); Served as the Robert and Lauren Steers Chair in Real Estate at the Steers Center for Global Real Estate at Georgetown University's McDonough School of Business (2014-2018); Served as president and chief executive officer (2007-2016), executive vice president and chief financial officer (2003-2007), held various senior management positions, including chief operating officer (1996-2003) and served as a member of the board of directors (2007-2016) of Host Hotels & Resorts, Inc. and Former partner with Trammell Crow Residential Company and former president of Bailey Capital Corporation. Other Experience: Member, Executive Committee, Steers Center for Global Real Estate; Director, Measurabl; Director, Placemakr; Former director, DC Policy Center; Former director Avalon Bay Communities, Inc. (2008-2024); Former Member, Board of Visitors, Georgetown University Law Center; Former chair, Federal City Council; Former chair, National Kidney Foundation; Former chair, National Association of Real Estate Investment Trusts. Education: Juris Doctor, Georgetown University Law Center and Bachelor of Arts, Political Science, Colgate University. Other Current Public Directorships: Claros Mortgage Trust (2021-present) and CNS REIT (2022-present). W. Edward Walter III, who has served as a director since 2018, is not standing for re-election as a director upon the conclusion of his term at the Annual Meeting.

Liane J. Pelletier, Career Highlights: Former chairwoman, chief executive officer and president of Alaska Communications Systems Group (2003-2011), Senior executive roles, including senior vice president of corporate strategy and business development at Sprint Corporation (1986-2003), Held roles at Touche Ross and at Temple Barker & Sloane. Relevant Skills and Qualifications: Executive leadership in telecommunications and technology sectors, Public and private company board and committee experience, Strategic planning and corporate development, Board leadership experience. Other Experience: Former director, Switch, Inc. (2020-2022), Former director, ATN International, Inc. (2012-2023), Former director, The Nature Conservancy (2009-2015), Former director, Icicle Seafoods (2009-2015), Former director, Washington Federal (2011-2015). Education Master of Science in Management, Massachusetts Institute of Technology - Sloan School of Management, Bachelor of Arts, Economics, magna cum laude, Wellesley College. Other Current Company Directorships: Expeditors International of Washington, Inc. (2013-present), Frontdoor, Inc. (2018-present).

Mr. Logan has been our Head of EMEA and Global Business Operations for Columbia Threadneedle Investments since November 2023. Prior to that time, Mr. Logan had served as Global Chief Operating Officer at Columbia Threadneedle Investments since November 2021. Prior to that, Mr. Logan served as Head of Distribution from 2016 to 2021 and as Chief Operating Officer, EMEA from 2014 to 2016 for BMO Global Asset Management. He has worked in the financial services industry since 1994 and earned a B.A. in accounting and economics and is a member of the Institute of Chartered Accountants in Scotland.

Mr. Alvero has been our President - Insurance and Annuities since February 2022. Mr. Alvero previously served as Executive Vice President and General Manager -Insurance and Annuities from April 2021 to February 2022 and Executive Vice President and General Manager - Annuities from April 2010 to April 2021. Mr. Alvero joined Ameriprise in 1989. He earned a B.S. in business from the University of Minnesota.

Mr. Smyth has been our Chief Information Officer since August 2020. Prior to that date, Mr. Smyth served as Executive Vice President-Technology for Ameriprise's AWM Business since August 2013. Prior to joining Ameriprise in 2002, he held senior delivery and architectural roles with American Express, the Australian Stock Exchange and Qantas Airways. He has a bachelor's degree in electronics engineering from Imperial College London and an MBA from the University of Sydney.

Ms. Brockman has been our Senior Vice President and Controller since September 2022, and previously was Interim Controller from July 2022 until September 2022. Prior to that, Ms. Brockman served as Vice President Finance - Controllership since November 2019 until July 2022 and the Vice President Finance - Advice & Wealth Management from October 2013 to November 2019. Ms. Brockman joined the Ameriprise in 1994.

Ms. McGraw has been our Executive Vice President-Marketing, Communications and Community Relations since May 2014. Previously, Ms. McGraw served as Executive Vice President, Corporate Communications and Community Relations since February 2010. Prior to that, Ms. McGraw served as Senior Vice President-Corporate Communications and Community Relations since February 2007 and as Vice President-Corporate Communications since May 2006. Prior thereto, Ms. McGraw served as Vice President-Business Planning and Communications for the Group President, Global Financial Services at American Express.

Ms. Melloh has been our Executive Vice President - General Counsel since June 2022. Ms. Melloh previously served as Senior Vice President & Assistant General Counsel since January 2020 to June 2022. From January 2017 until January 2020, Ms. Melloh was Vice President & Lead Chief Counsel. Ms. Melloh joined Ameriprise in 2005 and had previously been a partner at the law firm of Dorsey & Whitney, LLP in Minneapolis. She is active as a leader in many industry groups and within Ameriprise serves on the board of the Political Action Committee.

Mr. O'Connell has been our Executive Vice President of the Ameriprise Advisor Group since February 2013. He assumed additional responsibility for the Ameriprise Financial Institutions Group in 2017 following the Company's purchase of Investment Professionals, Inc. (IPI). In 2022. Mr. O'Connell began to also oversee Experienced Advisor Recruiting for the Company. Prior to 2013, he was Senior Vice President for the employee advisor business in the eastern half of the United States and held a variety of senior leadership positions within the Company. Mr. O'Connell earned his M.B.A. and B.S. from Widener University and is a Certified Financial Planner professional.

Mr. Williams has been our Executive Vice President, Ameriprise Franchise Group since February 2013. Mr. Williams joined Ameriprise in 1989 as an advisor. Mr. Williams has held a number of management roles within Ameriprise before assuming his current position. Mr. Williams is a graduate of Bentley University with a B.A. in Finance.

Ms. Hunter Petruzillo has been our Executive Vice President of Human Resources since September 2005. Prior to that, Ms. Hunter Petruzillo served as Executive Vice President of Human Resources of AEFC since joining our company in June 2005. Prior to joining AEFC, Ms. Hunter Petruzillo was Senior Vice President-Global Human Capital for Crown Castle International Corporation in Houston, Texas. Prior to that, she held a variety of senior level positions in human resources for Software Spectrum, Inc., Mary Kay, Inc., as well as Morgan Stanley Inc. and Bankers Trust New York Corporation.