Capital Southwest 公司 CSWC
$23.26 −$0.01 (-0.04%)
休市 · Nov 6, 8:10 pm ET · 最新盘后价 $23.34 +0.36%
开盘$23.14
昨收$23.27
当日区间$23.00 – $23.53
成交量390.4K
市值$1.55B
市盈率（TTM）13.6
股息率11.01%
股权结构与仓位
谁在持有、谁在做空，以及大资金的流向
机构持股比例27.1%-0.95 个百分点，较上季度
持仓机构数199-1 ，较上季度
内部人近期交易42次买入 / 7次卖出净买入
空头持仓比例5.58% 占流通股回补天数 7.0 · 截至 15 Oct 2026
卖空成交量占比14.1%近5日成交量平均占比
卖空成交量占当日成交量比例
大单净流入，近20个交易日
大单买入减卖出的净额（美元）。该窗口期内：+$1.20M（12个净流入日，8个净流出日）。
按单量净流入，近20个交易日
超大单/大单近似机构级别交易；中单/小单近似散户级别交易。各档买入减卖出净额，按窗口期累计。
已披露的前五大股东合计持有8.6%的流通股。
最大股东
按投资者类型
过去6次双周报告中（31 Jul 2026至15 Oct 2026），空头持仓占流通股比例已从7.56%降至5.58%。
近期机构持仓变动
| 股东 | 类型 | 期间 | 持股变动 | 新持股比例 |
|---|---|---|---|---|
| Van Eck Associates Corporation | Mutual Fund | 2026/Q3 | +399,106 | 2.4% |
| UBS Asset Management | Mutual Fund | 2026/Q3 | +364,113 | 1.9% |
| Cain, Watters & Associates, LLC | Mutual Fund | 2026/Q3 | +354,224 | 0.6% |
| LPL Financial LLC | Mutual Fund | 2026/Q3 | +170,872 | 0.6% |
| Schonfeld Strategic Advisors LLC | Hedge Fund | 2026/Q3 | +160,021 | 0.3% |
| Marshall Wace LLP | Hedge Fund | 2026/Q3 | +120,787 | 0.2% |
| Trexquant Investment LP | Hedge Fund | 2026/Q3 | +94,073 | 0.2% |
| Citadel Advisors LLC | Hedge Fund | 2026/Q3 | +88,251 | 0.1% |
| Neuberger Berman Investment Advisers LLC | Mutual Fund | 2026/Q3 | +84,495 | 0.1% |
| XTX Markets Limited | Private Company | 2026/Q3 | +83,714 | 0.2% |
| Inspire Investing, LLC | Mutual Fund | 2026/Q3 | +73,154 | 0.1% |
| Hudson River Trading LLC | Private Company | 2026/Q3 | +64,521 | 0.2% |
| Legal & General Investment Management | Mutual Fund | 2026/Q3 | +56,577 | 0.8% |
| Putnam LLC | Mutual Fund | 2026/Q3 | +50,565 | 0.6% |
| Bank of America Corporation | Public Company | 2026/Q3 | +43,386 | 0.1% |
按报告期列出的机构买卖动态，变动幅度从大到小排列。
内部人交易
| 日期 | 内部人 | 职位 | 交易类型 | 股数 | 价格 | 交易后持股 |
|---|---|---|---|---|---|---|
| 30 Sep 2026 | William Thomas | Independent Director | Open Market Acquisition | +2,170 | $23.04 | 600,781 |
| 9 Aug 2026 | John Furst | Independent Director | Other Acquisition | +1,989 | – | 88,937 |
| 9 Aug 2026 | William Thomas | Independent Director | Other Acquisition | +1,989 | – | 598,611 |
| 9 Aug 2026 | Christine Battist | Independent Director | Other Acquisition | +1,989 | – | 23,345 |
| 9 Aug 2026 | David Brooks | Board chairman & Director | Other Acquisition | +1,989 | – | 42,933 |
| 9 Aug 2026 | Ramona Rogers-Windsor | Independent Director | Other Acquisition | +1,989 | – | 25,080 |
| 29 Jun 2026 | Ramona Rogers-Windsor | Independent Director | Open Market Acquisition | +210 | $23.70 | 23,091 |
| 16 Jun 2026 | Christine Battist | Independent Director | Open Market Acquisition | +860 | $23.23 | 21,356 |
| 9 Jun 2026 | Joshua Weinstein | Senior MD & Chief Investment Officer | Sale to Issuer | -20,937 | $23.54 | 380,585 |
| 9 Jun 2026 | Michael Sarner | President, Board Member & CEO | Sale to Issuer | -25,470 | $23.54 | 587,684 |
| 9 Jun 2026 | Chris Rehberger | Chief Financial Officer | Sale to Issuer | -8,180 | $23.54 | 215,971 |
| 8 Jun 2026 | Joshua Weinstein | Senior MD & Chief Investment Officer | Other Acquisition | +100,000 | – | 380,585 |
| 8 Jun 2026 | Michael Sarner | President, Board Member & CEO | Other Acquisition | +140,000 | – | 587,684 |
| 8 Jun 2026 | Chris Rehberger | Chief Financial Officer | Other Acquisition | +75,000 | – | 215,971 |
| 4 Jun 2026 | William Thomas | Independent Director | Open Market Acquisition | +5,000 | $23.40 | 596,622 |
| 4 Jun 2026 | William Thomas | Independent Director | Open Market Disposition | -4,661 | $23.29 | 596,622 |
| 31 May 2026 | Ramona Rogers-Windsor | Independent Director | Open Market Acquisition | +213 | $23.42 | 22,880 |
| 26 Feb 2026 | Michael Sarner | President, Board Member & CEO | Open Market Acquisition | +2,694 | $21.90 | 473,154 |
| 8 Feb 2026 | Christine Battist | Independent Director | Open Market Acquisition | +600 | $23.16 | 20,496 |
| 30 Sep 2025 | Ramona Rogers-Windsor | Independent Director | Open Market Acquisition | +463 | $21.55 | 21,612 |
数据来自Form 4/Form 144申报文件。负数为减持（出售、赠予或代扣税款股份），正数为增持。
空头持仓（按报告期）
| 报告日期 | 空头股数 | 占流通股比例 | 回补天数 |
|---|---|---|---|
| 15 Oct 2026 | 3,554,474 | 5.6% | 7.0 |
| 30 Sep 2026 | 3,565,715 | 5.6% | 5.8 |
| 15 Sep 2026 | 4,007,000 | 6.3% | 5.9 |
| 31 Aug 2026 | 4,084,761 | 6.4% | 8.2 |
| 14 Aug 2026 | 4,865,824 | 7.6% | 6.7 |
| 31 Jul 2026 | 4,695,745 | 7.6% | 7.0 |
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