Broadridge Financial 解决方案 BR

Mr. Gokey joined Broadridge in 2010. He joined our Board in connection with his appointment as Chief Executive Officer of the Company in 2019. Prior to serving as our CEO, Mr. Gokey held several other positions at Broadridge, including President, Chief Operating Officer, and Chief Corporate Development Officer. Prior to joining Broadridge, Mr. Gokey was President of the Retail Tax business at H&R Block. Earlier, he spent 13 years at McKinsey and Company where he most recently led the North American financial institutions marketing and sales practice. Current Public Company Directorships: C.H. Robinson Worldwide, Inc. (since 2017). Other Qualifications: Recognized as NACD Directorship 100 Governance Professional; Member of the board of directors of the Partnership for New York City; Member of the board of advisors of the Northwell Health Cancer Institute; Member of the board of trustees of USRowing Foundation.

Mr. Perry is the President of Broadridge, having been appointed to this role in 2020. Mr. Perry leads Broadridge's overall growth strategy, revenue, and profitability along with overseeing the Company's international expansion, corporate development, and impact activities globally. Prior to serving as our President, he was our Corporate Senior Vice President, Global Sales, Marketing and Client Solutions. He joined Broadridge in 2014 after more than 25 years in banking, brokerage, and financial information services, including 14 years at Thomson Reuters where he held numerous management and commercial roles within risk management, governance and compliance, pricing, sales and account management. Public Company Directorships: Verisk Analytics, Inc. (since 2025). Other Qualifications: Member of the board of directors of the Financial Services Institute; Advisory director of British American Business; Serves on several not-for-profit boards, including Make-A-Wish Foundation of New Jersey, the United Way of New York City, and the Community Food Bank of New Jersey; Treasurer and a member of the Board of Trustees of Lewis University.

Douglas R. DeSchutter is our Corporate Vice President, ICS. He was named President of the ICS business in July 2025 and is responsible for all aspects of that business. He previously served as Co-President of the ICS business from 2023 to 2025. Previously, he served as the Corporate Vice President, Bank Broker-Dealer, Customer Communications, and Digital Center of Excellence and was responsible for our Bank Broker-Dealer business, Customer Communications business, and overall digital strategy from 2022 to 2023. Mr. DeSchutter was responsible for our Customer Communications business from 2017 to 2022 and held various other roles in our ICS businesses from 2009. Mr. DeSchutter was our Chief Strategy and Business Development Officer, responsible for mergers and acquisitions and strategy, from 2007 to 2009. Prior to the spin-off of Broadridge from ADP in 2007, Mr. DeSchutter served in various capacities at ADP in corporate development and strategy. Prior to joining ADP in 2002, he was Vice President of Mergers & Acquisitions at Lehman Brothers focusing on the technology sector.

Thomas P. Carey is our Corporate Vice President, GTO and Global Head of Product and Technology. He has held the position of President of our GTO business segment since October 2018 and is responsible for all aspects of that business. In 2024, his role was expanded to include oversight of our India operations, and in July 2026, he also took on responsibility for overseeing both Product and Technology for the Company. Previously, Mr. Carey led Broadridge's International business with responsibility for all lines of business in the EMEA and APAC regions from 2017 to 2018. Mr. Carey joined ADP in 1992 and has held various roles with increasing responsibility at ADP and Broadridge, including as head of technology for the international business of ADP's Brokerage Services Group from 2001 to 2004, and Chief Operating Officer of the international business of ADP's Brokerage Services Group from 2004 to 2008. From 2009 to 2017, Mr. Carey led the international business of Broadridge's GTO segment.

Ashima Ghei has been our CFO since December 2024 after serving as our Interim CFO since July 1, 2024. Ms. Ghei previously served as the Chief Financial Officer of Broadridge's ICS business from January 2022 until July 2024. Prior to joining Broadridge, Ms. Ghei spent 18 years at American Express, where she held a range of increasingly senior roles in finance and business strategy, last serving as the Head of Merchant Pricing for the Americas from 2017 to 2021.

Ms. Murray previously served as the Lead Independent Director of our Board from 2024 until her appointment as Independent Chairperson in 2025. She currently serves as an advisor to innovative technology and environmental solutions companies, including Green Trust Partners, LLC, a sustainable commercial real estate fund, and Consensys, a blockchain technology company. She served as the Chair of the Board of Governors of FINRA from 2020 to 2022. Prior to FINRA, she held several Chief Executive Officer positions at various financial institutions, including Bridgewater Associates, LP, Investment Risk Management LLC and Duff Capital Advisors. Earlier in her career, she spent 23 years at Morgan Stanley where she held several leadership roles including Member of the Management Committee, Co-Head of Technology, Chief Administrative Officer, and Chief Financial Officer of the Institutional Securities Group. She previously served as a Director of The Depository Trust & Clearing Corporation (DTCC). Current Public Company Directorships: Guardian Life Insurance Company of America (since 2020), HSBC Holdings plc (since 2021). Former Public Company Directorships: Compass, Inc. (2020-2022). Other Qualifications: Partner, Crown Point Equity (since 2025).

Ms. Markus has more than 25 years of experience leading operations, sales, and marketing for financial institutions in the U.S. and Europe. She previously served as President and Chief Operating Officer and a member of the board of directors of Bank of the West prior to her retirement in 2014. Prior to Bank of the West, she was a 22-year veteran of Citigroup where she served in numerous leadership roles, including President, Citibank, N.A., President, Citibank Greece, and Sales and Marketing Director, Citibank Europe, and most recently Head of International Retail Banking of Citibank's Global Consumer Group. Current Public Company Directorships: Stifel Financial Corp. (since 2016), Diebold Nixdorf, Incorporated (since 2024). Other Qualifications: Trustee for the College of Mount Saint Vincent, New York, Named one of American Banker's Most Powerful Women in Banking multiple times.

Mr. Duelks previously served in various executive roles at Accenture plc until his retirement in 2006. During his 27-year tenure with Accenture, Mr. Duelks served on multiple leadership committees, including the Board of Partners, the Management Committee, and the Executive and Operating Committee for the Global Financial Services Operating Group. His responsibilities included local client service, regional operations, and management of global offerings. In addition, he served as a consultant to senior executives at Tree Zero, a manufacturer of 100% tree free paper products until 2021. Other Qualifications: National Association of Corporate Directors (NACD) Directorship Certified, NACD Artificial Intelligence (AI) Governance and Cyber-Risk Oversight Certified.

Mr. Flowers spent 16 years with Microsoft Corporation and most recently served as Corporate Vice President of Internal Audit and Enterprise Risk Management until 2019. During his tenure with Microsoft, he held roles responsible for risk management, financial integrity, accounting, and internal controls and compliance. Prior to Microsoft, Mr. Flowers was the Chief Financial Officer at Novatel Wireless as well as several other public and private companies. Other Qualifications: Member of the board of directors of HSBC North America Holdings, Inc. and HSBC Bank USA, N.A., Member of the board of trustees of Seattle University, serves as Chairman of the Audit and Risk Committee.

Ms. Nazareth currently serves as Senior Counsel at Davis Polk & Wardell LLP and previously served as a Partner in the firm's financial institutions practice for 12 years until 2020. She is the Chair of the Integrity Council for the Voluntary Carbon Market and previously served as Operating Lead of its predecessor effort, the Taskforce on Scaling Voluntary Carbon Markets, since 2021. Prior to her time at Davis Polk & Wardell, she spent 10 years with the Securities and Exchange Commission (SEC) and held various leadership roles, including Commissioner, Director of the Division of Market Regulation (now the Division of Trading and Markets), and Senior Counsel and Interim Director of the Division of Investment Management. Earlier in her career, Ms. Nazareth held several senior positions at investment banks. Former Public Company Directorships: MoneyLion Inc. (2021-2025), Figure Acquisition Corp. I (2021-2022), Athena Technology Acquisition Corp. II (2021). Other Qualifications: Serves on several not-for-profit boards, including Urban Institute (Vice Chair) and Watson Institute; Board of Visitors of Columbia Law School; Member of the board of trustees of the SEC Historical Society; Member of the American Law Institute; Member of the Policy Advisory Board of Watershed.

Mr. Zavery, President, Chief Product Officer, and Chief Operating Officer of ServiceNow, Inc. (since 2024). Vice President/General Manager and Head of Platform for Google Cloud at Google, LLC, 2019-2024. Previously served in numerous senior leadership roles during his 24 years at Oracle Corporation, where he led Oracle's product vision, design, development, operations, and go-to-market strategy for its cloud platform, middleware and analytics portfolio, and oversaw a global team of more than 4,500 engineers. Executive Vice President and General Manager of Oracle Cloud Platform and Middleware products, 2018-2019. Senior Vice President, Oracle Cloud Platform and Middleware, 2017 Senior Vice President, General Manager, Integration Productions, Oracle Cloud Platform, 2014-2017. Group Vice President & General Manager, Integration Products, Oracle Fusion, Middleware, 2012-2014. Vice President, Product Management and Strategy, Oracle Fusion Middleware, 2005-2012. Senior Director, Product Development and Operations, 2000-2005. Director, Product Management, E-Business Strategy Group, 1999-2000. On September 23, 2026, Mr. Zavery notified the Board of his intent to not stand for re-election at the Company's 2026 Annual Meeting on November 10, 2026.

Ms. Mosconi has been a Senior Advisor to chief executive officers and boards of directors in the financial institutions, payments, fintech, digital transformation, and AI industries at Boston Consulting Group (BCG) since September 2025. Prior to rejoining BCG, Ms. Mosconi was the Executive Advisor to the Chief Executive Officer of Synchrony Financial (Synchrony), a Fortune 200 consumer finance services company, and also served as Synchrony's Executive Vice President, Chief Strategy Officer from 2018 to 2024, where she led Strategy, M&A, Ventures and Strategic Partnerships and was responsible for defining and developing Synchrony's long-term strategic plan. Prior to Synchrony, Ms. Mosconi was a Managing Director and global leader in BlackRock's Financial Markets Advisory Group. Ms. Mosconi previously spent nearly 20 years as a senior-level Partner at BCG and McKinsey & Company, where she founded and grew multiple professional services practices in strategy, operations, and technology. Other Qualifications: Chair, Long Range Planning Committee, and Former Board Member and Trustee of American Yacht Club.

Mr. Diganci most recently spent 31 years with the Financial Industry Regulatory Authority (FINRA) until his retirement in June 2026, serving as Executive Vice President, Chief Financial Officer and Chief Administrative Officer since 2017. During his tenure at FINRA, he oversaw financial reporting, capital stewardship, enterprise risk, and administrative functions, and served as principal liaison to multiple board committees. Earlier in his career, Mr. Diganci served in various finance leadership roles at Marriott International. Other Qualifications: Member of the board of directors of Securities Industry and Financial Markets Association (SIFMA) Investor Education Foundation. :

Hope M. Jarkowski is our Corporate Vice President and Chief Legal Officer. She joined Broadridge in May 2024. Ms. Jarkowski oversees Broadridge's legal, compliance, regulatory, and government affairs functions. She serves as the primary legal advisor to senior management and the Board and helps lead Broadridge's internal policy efforts. Ms. Jarkowski joined Broadridge from the NYSE, where she most recently served as General Counsel from 2022 to April 2024, providing legal counsel and regulatory strategy across the NYSE's business segments. Prior to this, from 2020 to 2022, she served as Head of Equities for the NYSE with responsibility for strategy, product development, and relationship management. From 2016 to 2020, she served as co-head of Regulatory Affairs for NYSE's parent, Intercontinental Exchange, Inc. From 2022 to 2024, Ms. Jarkowski was on the Board of Directors of the Depository Trust and Clearing Corporation. She is currently a member of the National Board of Directors for the Junior Achievement USA.

Richard J. Stingi is our Corporate Vice President, Chief Human Resources Officer. He was appointed our Chief Human Resources Officer in February 2021 after serving as Interim Chief Human Resources Officer from September 2020. He leads all functions related to global talent management practices, including associate engagement and retention, training and development, talent acquisition, total rewards, succession planning, and culture building. Prior to joining Broadridge in 2013 as the lead HR Business Partner for our GTO business and Corporate Functions, Mr. Stingi spent 22 years at Goldman Sachs as a Managing Director in their Human Capital Management Division.

Mr. Srinivas Tallapragada will be appointed at AGM on November 10, 2026. Mr. Tallapragada currently serves as Special Advisor to the CEO of Salesforce, Inc. He joined Salesforce in 2012 and held several leadership positions, including President, Chief Engineering and Customer Success Officer from February 2025 to August 2026 and President and Chief Engineering Officer from December 2019 to February 2025. During his 14-year tenure with Salesforce, he led the global teams responsible for engineering, cloud infrastructure, cybersecurity, and professional services, and helped shape the company's technology, production innovation, AI, and customer success strategies. Prior to joining Salesforce, Mr. Tallapragada held senior engineering and product leadership roles at SAP Labs Inc. and Oracle Corporation. Current Public Company Directorships: GoDaddy Inc. (since 2023). Former Public Company Memberships: Avalara, Inc. (2021 to 2022).