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Gladstone Investment GAIN

US equityMarket cap rank #3612Asset Management

$15.29 −$0.11 (-0.71%)

Pre-market · Oct 8, 8:50 am ET · After hours $15.27 -0.13%

Open$15.36

Prev close$15.40

Day range$15.10 – $15.36

Volume140.9K

Market cap$608.88M

P/E (TTM)3.6

Dividend yield6.28%

Ownership & positioning

Who holds it, who is betting against it, and where the big money is moving

Institutional ownership17.6%-0.88 pts vs. prior quarter

Institutions holding104-1 vs. prior quarter

Insider trades (recent)3 buys / 1 sellsNet buying

Short interest1.02% of floatDays to cover 2.4 · as of 15 Sep 2026

Short-sale volume share21.1%5-day average of daily volume

Short-sale volume as % of daily volume

Large-order net flow, last 20 sessions

Net of large-order buying minus selling, in USD. Over this window: −$810.6K (8 inflow days, 12 outflow days).

Net flow by order size, last 20 sessions

Super/Big orders approximate institutional-size trades; Mid/Small approximate retail-size trades. Net buy minus sell value in each bucket, summed over the window.

The five largest holders on file together own 8.3% of shares outstanding.

Largest holders

Van Eck Associates Corporation2.02%
David Gladstone1.65%
Melia Wealth LLC1.65%
UBS Asset Management1.55%
Two Sigma Investments, LP1.47%
Cooper Creek Partners Management LLC1.45%
Morgan Stanley0.88%
Legal & General Investment Management0.85%

By investor type

Mutual Fund10.44%
Hedge Fund3.68%
Individual/Insider1.82%
Public Company1.53%
Family Office/Trust1.01%
Private Company0.89%
Sovereign Wealth Fund0.04%
VC/PE Fund0.03%

Reported short interest has fallen from 1.66% to 1.02% of float over the last 6 biweekly reports (30 Jun 2026 to 15 Sep 2026).

Recent institutional activity

Holder	Type	Period	Share change	New stake
Cooper Creek Partners Management LLC	Hedge Fund	2026/Q3	+576,289	1.4%
Van Eck Associates Corporation	Mutual Fund	2026/Q3	+212,170	2.0%
Marshall Wace LLP	Hedge Fund	2026/Q3	+116,693	0.3%
Citadel Advisors LLC	Hedge Fund	2026/Q3	+37,593	0.1%
Legal & General Investment Management	Mutual Fund	2026/Q3	+36,369	0.8%
Aquatic Capital Management LLC	Hedge Fund	2026/Q3	+29,776	0.1%
Invesco Capital Management LLC	Mutual Fund	2026/Q3	+29,379	0.2%
Mackenzie Financial Corporation	Mutual Fund	2026/Q3	+16,010	0.0%
BlackRock	Mutual Fund	2026/Q3	+13,356	0.6%
Bank of America Corporation	Public Company	2026/Q3	+12,639	0.0%
Morgan Stanley	Public Company	2026/Q3	+11,775	0.9%
Cetera Investment Advisers LLC	Mutual Fund	2026/Q3	+10,354	0.1%
Nomura Holdings, Inc.	Public Company	2026/Q3	+10,000	0.0%
GWL Investment Management Ltd.	Mutual Fund	2026/Q3	+8,839	0.1%
Wyoming State Treasurer	Sovereign Wealth Fund	2026/Q3	+8,495	0.0%

Institutional buy/sell activity by reporting period, largest moves first.

Insider transactions

Date	Insider	Title	Transaction	Shares	Price	Held after
17 Aug 2026	Taylor Ritchie	Controller & Director of Financial Reporting	Open Market Acquisition	+1,500	$16.20	4,353
18 May 2026	Taylor Ritchie	Controller & Director of Financial Reporting	Open Market Acquisition	+915	$16.50	2,812
7 Nov 2024	Taylor Ritchie	Controller & Director of Financial Reporting	Initial Statement of Beneficial	+0	–	1,668
9 Oct 2024	David Dullum	President	Other Disposition	-3,000	–	151,265
5 Nov 2023	Rachael Easton	Chief Financial Officer	Open Market Acquisition	+650	$14.67	1,400

From Form 4/Form 144 filings. Negative share counts are disposals (sales, gifts, or shares withheld for taxes); positive are acquisitions.

Short interest, by report

Report date	Shares short	% of float	Days to cover
15 Sep 2026	407,920	1.0%	2.4
31 Aug 2026	455,526	1.1%	2.6
14 Aug 2026	451,563	1.1%	1.9
31 Jul 2026	555,863	1.4%	3.3
15 Jul 2026	707,127	1.8%	3.2
30 Jun 2026	659,358	1.7%	2.9

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