斯蒂福金融 SF

Mr. Ronald J. Kruszewski. Career Highlights: Stifel Financial Corp. Chairman (2001 - present). Chief Executive Officer (1997 - present). President (1997 - 2014). Additional Professional Experience, Community Involvement and Education: Chairman, Board of Directors, Securities Industry and Financial Markets Association (SIFMA). Former Chairman, American Securities Association (ASA) (2019 - 2021). Former Member, Federal Advisory Council, St. Louis Federal Reserve Board of Directors (2014 - 2019). Member, U.S. Ski and Snowboard Team Foundation Board. Member, Chair's Council for Greater St. Louis, Inc. Former Chairman, Downtown STL, Inc. Member, World Presidents' Organization - St. Louis Chapter. Responsible for Company membership in the World Economic Forum. Member of Board of Directors and Award Recipient, Horatio Alger Association. Other Public Company Directorships Within the Past 5 Years: FutureFuel Corp. (NYSE: FF). Lee Enterprises Inc. (NASDAQ: LEE).

James M. Zemlyak was named Co-President in June 2014 and became President in 2025. Mr. Zemlyak served as Chief Financial Officer of Stifel Financial Corp. from February 1999 through August 2018 and was Treasurer of Stifel Financial Corp. from February 1999 to January 2012. Mr. Zemlyak has been Chief Operating Officer of Stifel, Nicolaus & Company, Incorporated since August 2002 and Executive Vice President since December 2005. In addition, he served as Chief Financial Officer of Stifel, Nicolaus & Company, Incorporated from February 1999 to October 2006.

Mr. Victor J. Nesi. Career Highlights: Asurion, LLC, Executive Advisor (2025 - present). Stifel Financial Corp. (2009 - 2025). Co-President (2014 - 2025). Head of Institutional Group (2017 - 2025). Co-Head of Institutional Group (2009 - 2017). Merrill Lynch (1996 - 2009). Merrill Lynch Private Equity Head of Media and Telecom (2005 - 2009). Head of Media and Telecom Investment Banking (2001 - 2003). Managing Director Telecom Investment Banking (1998 - 2001). Managing Director Telecom Investment Banking (1996 - 1998). Additional Professional Experience, Community Involvement and Education: JD, Georgetown University Law Center. BSBA, Georgetown University.

Thomas B. Michaud began his career at KBW in 1986. He was named President and CEO in 2011, having served as Vice Chairman and COO of the Holding Company since 2001 and President of the main subsidiary since 2006. He oversees the KBW's businesses across the US and Europe. Under Tom's leadership, KBW has established itself as one of the leading investment banks serving the financial services industry. Tom maintains strong relationships with industry executives, policymaker, and institutional investors and has played a key role in many of the firm's largest transactions. In 2025, Tom was appointed Co-Head of Stifel's Institutional Equities and Advisory businesses and also serves as Senior Vice President of the Company.

James M. Marischen was named Chief Financial Officer of Stifel Financial Corp. in August 2018. He has served as the Company's Chief Risk Officer since 2015. From 2015 to 2018, he served as the Company's Chief Accounting Officer. In these roles, his responsibilities include oversight of corporate accounting, financial analysis and planning, tax, treasury, and enterprise risk management. Mr. Marischen joined Stifel in 2008, serving as Chief Financial Officer and Executive Vice President of Stifel Bank & Trust from 2008 to 2015. Prior to joining Stifel, Mr. Marischen worked in public accounting at KPMG LLP. Mr. Marischen earned a Bachelor of Science in Accounting and a Master of Accountancy from Truman State University.

Mr. Michael J. Zimmerman. Career Highlights: Continental Grain Company, a diversified international agribusiness and investment firm. Director (2020 - present). Vice Chairman (2012 - present). Executive Vice President and Chief Financial Officer (1999 - 2012). Senior Vice President, Investments and Strategy (1996 - 1999). Managing Director, Salomon Brothers, Inc. (1976 - 1996). Additional Professional Experience, Community Involvement and Education: Member of Board of Directors and Audit Committee Chairman, Energy Trading Innovations LLC and Castleton Commodities International, LLC (2012 - 2025). Trustee, Mount Sinai Health System, a non-profit health care organization. Chairman, Investment Committee, U.S. Holocaust Memorial Museum. Prior experience as non-executive chairman of two public companies.

Ms. Maura A. Markus. Career Highlights: Diebold Nixdorf Inc., Director, Audit Cte. and People & Comp. Cte. Member (2024 - present). Bank of the West, President, Chief Operating Officer and Board Director (2010 - 2014). Broadridge Financial Solutions, Inc., Director, Audit Cte. Member and Comp. Cte. Chair (2013 - present). Citigroup (1987 - 2009); Executive Vice President, Head of International Retail Banking (2007 - 2009); President, Citibank N.A. (2000 - 2007); President, Citibank Greece (1997 - 2000); European Sales and Marketing Director (1994 - 1997). Additional Professional Experience, Community Involvement and Education: Trustee, College of Mount St. Vincent in New York. Former Board Member, Year Up San Francisco Bay Area Talent and Opportunity. Former Board Member, Catholic Charities San Francisco and New York. Former Executive Committee and Board Member, Junior Achievement New York. Financial Services Roundtable, Former Member. M.B.A., Harvard Business School. B.A., Boston College, summa cum laude. Other Public Company Directorships Within the Past 5 Years: Broadridge Financial Solutions, Inc. (NYSE: BR). Diebold Nixdorf Inc. (NYSE: DBD).

Ms. Lisa L. Carnoy. Career Highlights: Chief Financial and Administrative Officer, Continental Grain (2025 - 2026). Chief Financial Officer, Head of Operations, Alix Partners (2018 - 2022). Bank of America. Division Executive, US Trust; Market President, New York City (2014 - 2017). Head of Global Capital Markets (2012 - 2014). Managing Director, Co-Head of Global Capital Markets (2010 - 2012). Managing Director, Head of Global Equity Capital Markets (2009 - 2010). Additional Professional Experience, Community Involvement and Education: Director, Columbia University Investment Management Company (Endowment). Trustee Chair Emerita, Board of Trustees, Columbia University. Former Independent Director and Treasurer, U.S. Soccer Federation. M.B.A., Harvard Business School. B.A., Columbia University. Other Public Company Directorships Within the Past 5 Years: Onex Corporation (TSX: ONEX).

Ms. Maryam S. Brown. Career Highlights: SoCalGas. Chief Executive Officer (2024 - 2026). President (2019 - 2024). Vice President, Federal Affairs, Sempra Energy (2016 - 2019). United States Congress. Assistant to Speaker for Policy and Senior Energy and Environment Counsel (2012 - 2016). Chief Counsel, Energy and Power, House Committee on Energy and Commerce (2011 - 2012). Additional Professional Experience, Community Involvement and Education: Trustee, American Gas Association Foundation. Member, National Petroleum Council, U.S. Department of Energy. Chair, Executive Committee, California Chamber of Commerce.

Mr. Michael W. Brown. Career Highlights: Microsoft Corporation, a global software company. Vice President and Chief Financial Officer (1994 - 1997). Vice President - Finance and Treasurer (1989 - 1994). Deloitte & Touche LLP, a provider of assurance, tax, and business consulting services (1971 - 1989). Additional Professional Experience, Community Involvement and Education: Former Chairman, NASDAQ Stock Market Board of Directors. Former Governor, National Association of Securities Dealers. Other Public Company Directorships Within the Past 5 Years: VMWare, Inc. (NYSE: VMW). Audit Committee. Compensation Committee. Governance Committee.

Mr. Robert E. Grady. Career Highlights: Advisory Partner, Summit Partners (2021 - present). Partner, Gryphon Investors, a private equity investment firm (2015 - 2020). Chair, NJ State Investment Council (2010 - 2014). Partner and MD, Carlyle Group (2000 - 2009). Partner and MD, Robertson Stephens & Co. (1993 - 2000). Additional Professional Experience, Community Involvement and Education: Member, Council on Foreign Relations. Vice Chairman, Board of Overseers, Hoover Institution, Stanford University. Advisor to the Investment Cte., the Daniels Fund. Former Chair, National Venture Capital Association. Former Deputy Asst. to Pres. George H.W. Bush. Former Exec. Assoc. Director, Office of Management and Budget, Exec. Office of the President. M.B.A., Stanford Graduate School of Business. A.B., Harvard College. Other Public Company Directorships Within the Past 5 Years: Maxim Integrated Products (NASDAQ: MXIM).

Mr. Thomas W. Weisel. Career Highlights: Senior Managing Director, Stifel Financial Corp. (2011 - present). Founder, Chairman and Chief Executive Officer, Thomas Weisel Partners Group, Inc. (1999 - 2010). Founder, Chairman, and Chief Executive Officer, Montgomery Securities (1971 - 1997). Lifetime Achievement Award, National Venture Capital Association (2006). George Steinbrenner Sport Leadership Award, US Olympic Foundation (2011). Inducted into the U.S. Ski and Snowboard Hall of Fame (Class of 2017). Additional Professional Experience, Community Involvement and Education: Trustee, The Sports Neurology Clinic, Inc. Member and former Chairman, U.S. Ski and Snowboarding Team Foundation. Member and former Chairman, USA Cycling Foundation Board. Former Member, Board of Trustees, San Francisco Museum of Modern Art. Former Chairman and Board Member, Empower America. Former Chairman, Capital Campaign for California School of Arts & Crafts. Former Member, Board of Directors, Stanford Endowment Management Board. Former Member, Advisory Board, Harvard Business School. Former Board Member, NASDAQ. Former Trustee, Museum of Modern Art in New York.

David D. Sliney was appointed to Chief Operating Officer of our company in August 2018. In this role, Mr. Sliney leads our company's technology and operational areas with emphasis on cloud, data, and AI capabilities. Mr. Sliney has also led the company's merger integration efforts for over 20 years. Mr. Sliney has also served as a fixed income trader and has led our company's Equity Syndicate Department.

David Rubulotta has served as Co-Head of Fixed Income Capital Markets since January 1, 2024. Prior thereto, Mr. Rubulotta served as Deputy Co-Head of Fixed Income Capital Markets. Mr. Rubulotta joined our company in September 2021 from Citigroup, where he headed business development within Citigroup Global Markets' fixed income division and also led leveraged finance sales.

Brant McDuffie has served as Co-Head of Fixed Income Capital Markets since January 1, 2024. Prior thereto, Mr. McDuffie served as Deputy Co-Head of Fixed Income Capital Markets. In addition, Mr. McDuffie ran Rates Sales, Trading, and Research, overseeing our company's institutional fixed income brokerage business serving middle-market depositories, insurance companies, and money managers. Mr. McDuffie joined our company in June 2015 after the completion of the acquisition of Sterne Agee, where he was Head of Fixed Income Capital Markets.

Mark P. Fisher has served as Senior Vice President since July 2010 and General Counsel since May 2014. Mr. Fisher served as General Counsel of Thomas Weisel Partners Group, Inc. from May 2005 until the merger between our company and Thomas Weisel Partners Group, Inc. in July 2010. From January 1998 until May 2005, Mr. Fisher practiced corporate and securities law at Sullivan & Cromwell LLP.

Christopher K. Reichert joined Stifel Bank & Trust in October 2007 to lead our company's banking, lending, and trust services. As Chairman and Chief Executive Officer of Stifel Bank & Trust, he oversees Commercial, Wealth Management, and Venture Banking, Trust Services, deposit strategies, and related activities of our company's four bank charters. Prior to joining the Bank, Mr. Reichert served as Executive Vice President of Pulaski Bank and was a member of the Pulaski Bank and Pulaski Financial Corp. Boards of Directors. Mr. Reichert's banking career spans 35 years, including officer roles at Mercantile Bank and Roosevelt Bank.