Cathay General 银行 CATY
$64.22 +$0.06 (+0.09%)
休市 · Nov 6, 8:10 pm ET · 最新盘后价 $64.22 0.00%
开盘$63.71
昨收$64.16
当日区间$63.66 – $65.75
成交量478.1K
市值$4.28B
市盈率（TTM）11.8
股息率2.30%
股权结构与仓位
谁在持有、谁在做空，以及大资金的流向
机构持股比例78.9%+0.86 个百分点，较上季度
持仓机构数367+3 ，较上季度
内部人近期交易25次买入 / 23次卖出净买入
空头持仓比例5.19% 占流通股回补天数 8.7 · 截至 15 Oct 2026
卖空成交量占比27.3%近5日成交量平均占比
卖空成交量占当日成交量比例
大单净流入，近20个交易日
大单买入减卖出的净额（美元）。该窗口期内：+$1.35M（10个净流入日，10个净流出日）。
按单量净流入，近20个交易日
超大单/大单近似机构级别交易；中单/小单近似散户级别交易。各档买入减卖出净额，按窗口期累计。
已披露的前五大股东合计持有37.5%的流通股。
最大股东
按投资者类型
过去6次双周报告中（31 Jul 2026至15 Oct 2026），空头持仓占流通股比例已从3.40%升至5.19%。
近期机构持仓变动
| 股东 | 类型 | 期间 | 持股变动 | 新持股比例 |
|---|---|---|---|---|
| Nuveen Asset Management LLC | Insurance Company | 2026/Q3 | +70,368 | 0.4% |
| Fuller & Thaler Asset Management, Inc. | Mutual Fund | 2026/Q3 | +1,715,706 | 2.6% |
| American Century Investment Management | Mutual Fund | 2026/Q3 | +383,222 | 3.0% |
| Invesco Ltd. | Mutual Fund | 2026/Q3 | +261,398 | 2.7% |
| Two Sigma Investments, LP | Hedge Fund | 2026/Q3 | +232,797 | 0.5% |
| Goldman Sachs Asset Management, L.P. | Mutual Fund | 2026/Q3 | +226,386 | 0.8% |
| Renaissance Technologies Corp. | Hedge Fund | 2026/Q3 | +107,300 | 0.2% |
| Morgan Stanley | Public Company | 2026/Q3 | +105,165 | 0.5% |
| UBS Asset Management | Mutual Fund | 2026/Q3 | +92,342 | 0.5% |
| Geode Capital Management, LLC | Mutual Fund | 2026/Q3 | +90,522 | 2.8% |
| State Street Global Advisors | Mutual Fund | 2026/Q3 | +72,358 | 5.3% |
| Managed Account Advisors LLC | Mutual Fund | 2026/Q3 | +68,166 | 0.3% |
| Capital Fund Management S.A. | Hedge Fund | 2026/Q3 | +65,480 | 0.1% |
| Algert Global LLC | Hedge Fund | 2026/Q3 | +58,470 | 0.1% |
| Dean Investment Associates, LLC | Mutual Fund | 2026/Q3 | +55,450 | 0.1% |
按报告期列出的机构买卖动态，变动幅度从大到小排列。
内部人交易
| 日期 | 内部人 | 职位 | 交易类型 | 股数 | 价格 | 交易后持股 |
|---|---|---|---|---|---|---|
| 25 Oct 2026 | Albert Sun | Executive VP & Chief Credit Officer at Cathay Bank | Intent to Sell (Form 144) | -960 | $64.95 | – |
| 24 Sep 2026 | Albert Sun | Executive VP & Chief Credit Officer at Cathay Bank | Derivative Exercise and Sale | -457 | $61.45 | 960 |
| 24 Sep 2026 | Albert Sun | Executive VP & Chief Credit Officer at Cathay Bank | Derivative Exercise and Retained | +960 | – | 960 |
| 7 Sep 2026 | Albert Wang | Chief Financial Officer | Derivative Exercise and Sale | -1,294 | $61.86 | 2,718 |
| 7 Sep 2026 | Albert Wang | Chief Financial Officer | Derivative Exercise and Retained | +2,718 | – | 2,718 |
| 1 Sep 2026 | Richard Sun | Independent Director | Open Market Disposition | -1,000 | $62.32 | 19,155 |
| 24 Aug 2026 | Thomas Lo | Executive Vice President | Open Market Disposition | -1,600 | $62.47 | 2,362 |
| 24 Aug 2026 | Richard Sun | Independent Director | Open Market Disposition | -1,000 | $62.08 | 20,155 |
| 9 Aug 2026 | Richard Sun | Independent Director | Open Market Disposition | -3,000 | $63.09 | 21,155 |
| 30 Jul 2026 | Richard Sun | Independent Director | Intent to Sell (Form 144) | -5,000 | $62.43 | – |
| 30 Jul 2026 | Richard Sun | Independent Director | Open Market Disposition | -30,000 | $63.33 | 24,155 |
| 29 Jul 2026 | Richard Sun | Independent Director | Intent to Sell (Form 144) | -5,000 | $63.31 | – |
| 28 Jul 2026 | Richard Sun | Independent Director | Intent to Sell (Form 144) | -20,000 | $63.31 | – |
| 26 Jul 2026 | Thomas Lo | Executive Vice President | Derivative Exercise and Sale | -934 | $62.56 | 3,962 |
| 26 Jul 2026 | Thomas Lo | Executive Vice President | Derivative Exercise and Retained | +1,962 | – | 3,962 |
| 26 Jul 2026 | May Chan | Senior VP, General Counsel, Corporate Secretary & Sustainability Officer | Derivative Exercise and Sale | -467 | $62.56 | 3,691 |
| 26 Jul 2026 | May Chan | Senior VP, General Counsel, Corporate Secretary & Sustainability Officer | Derivative Exercise and Retained | +981 | – | 3,691 |
| 25 Jun 2026 | Dunson Cheng | Executive Chairperson | Other Derivative Acquisition | +18,654 | – | 9,186 |
| 25 Jun 2026 | Thomas Lo | Executive Vice President | Other Derivative Acquisition | +1,611 | – | 1,611 |
| 25 Jun 2026 | Albert Sun | Executive VP & Chief Credit Officer at Cathay Bank | Other Derivative Acquisition | +6,299 | – | 3,102 |
数据来自Form 4/Form 144申报文件。负数为减持（出售、赠予或代扣税款股份），正数为增持。
空头持仓（按报告期）
| 报告日期 | 空头股数 | 占流通股比例 | 回补天数 |
|---|---|---|---|
| 15 Oct 2026 | 3,464,199 | 5.2% | 8.7 |
| 30 Sep 2026 | 3,403,761 | 5.1% | 5.9 |
| 15 Sep 2026 | 3,018,646 | 4.5% | 7.3 |
| 31 Aug 2026 | 2,789,793 | 4.2% | 7.8 |
| 14 Aug 2026 | 2,500,165 | 3.7% | 7.4 |
| 31 Jul 2026 | 2,270,006 | 3.4% | 3.9 |
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